readings> anticipation
The big sticking point with Benjamin Libet's results
was that half a second seemed such a long time. If consciousness was
the result of activity in the brain, then everyone knew it had to lag
reality simply because of the time it took for signals to travel across
its maze of billions of connections. But while most researchers could
stomach a "barely noticeable" delay of, say, a tenth of a second,
Libet's half a second posed too many uncomfortable questions -
especially for the standard cognitive science view of brain processing.
Again, the answer had already been discovered by 19th Century
psychologists. But the rise of sports psychology in the 1980s brought
the matter into sharp focus. A tennis player or baseball batter has to
contact the ball within a window measured in milliseconds and
millimetres. The only thing that makes such accuracy possible is
anticipation. And as a few cognitive psychologists such as Ulric
Neisser and Bernard Baars realised, anticipation must lead the way into
every moment of consciousness.
We begin each "perceptual cycle" with a set of plans and expectations
that allow us to deal with the moment smoothly and skillfully.
Consciousness does not lag. Instead it grades from strong prediction to
settled resolution. But the question was how the brain might actually
generate states of expectation? A dynamic view of the brain's pathways
gave an obvious answer - and again, experiments carried out in Robert
Desimone's lab held vital clues.
the reaction time puzzle
Concentrate. Keep your eye on the ball. Watch it right on to
the face of the racket. How many novice tennis players have vainly
struggled to follow such advice? A beginner hitting another air shot
would find it all too easy to believe Benjamin Libet when he says our
awareness of the world comes half of second late. Yet if Libet is
right, even professional tennis players must experience the same
processing gap.
Given that on the men's circuit, serves are regularly
banged down at 120 miles per hour and so take less than half a second
to travel the length of the court, this means that the last time many
players might have conscious level information about the location of a
ball would be while it was still in their opponent's hand!
Sports psychology is one of the few areas in the mind
sciences where researchers are forced to confront the issue of mental
processing times. The field has only really existed since the 1970s,
paid for by the growth of professional sports. Yet the practical
problem of helping athletes hit balls or quicken their reflexes has
made sports psychologists ask the kinds of questions that the rest of
psychology has side-stepped. Researchers have had to get inside the
conscious moment to discover why some people are slow and
unco-ordinated, while others—the gifted few—seem
able to conjure with time.
If asked what makes someone a sporting star, the natural assumption is
that the person must benefit from some basic speed advantage. They must
have quicksilver reflexes or a faster-reacting eye. Or perhaps the
motor control centres of their brains turn round decisions much sooner.
So it has been a huge surprise for sports psychologists to find that
top athletes score virtually the same as the average person in reaction
time tests, tests of visual acuity, or any other raw measure of mental
processing ability.
When sat at a lab bench and asked to hit a button
as soon as they see a light flash, gifted baseball or tennis players
might have fractionally faster reactions. They might average 200
milliseconds compared to an average of 220 milliseconds for a control
group of ordinary people. But such differences are too small to explain
a huge gulf in athletic ability.
And besides, sports psychologists
believe the 20 millisecond advantage is probably due to other factors
such as the athletes having the muscles to move their hands a bit
faster. Or their competitive natures might make them concentrate
harder, preventing the occasional lapses that would bring their average
down over 50 or 60 trials.
In short, the evidence from reaction time
tests is that the period needed to form an awareness of a sensory
stimulus — or rather, as the work of Libet suggests, an early
subconscious level detection — seems fairly standard for the
human brain. If there is variation, it is surprisingly slight.
A few sports psychologists speculated that the apparent quickness of an
athlete's reflexes might be something which only showed on the playing
field. Perhaps with training, people would hone the pathways that dealt
with seeing balls or dodging a lunging opponent, allowing them to cut
normal sensory development times on these particular skills. However
careful experimentation ruled out even this possibility.
One of the best known studies was done in 1987 by Peter
McLeod, a researcher then at the Applied Psychology Unit in Cambridge,
England. This famous laboratory, formed during World War Two to help
with pilot training and instrumentation design, has long been a bastion
of psychophysics research. Following in the lab's tradition of
practical experimentation, McLeod got together a group of cricket
players, all internationals from the England team, and filmed them in
slow motion to discover how they coped with various kinds of deliveries
from a bowling machine.
Like other ball games, the dimensions of a cricket pitch are
not accidental but have evolved to test a player's reactions. The
distance between wickets has been dictated by the speed with which a
bowler can hurl a ball, so that hitting the ball becomes difficult but
not impossible. In top class cricket, a fast bowler can send down
deliveries at 90 miles per hour, meaning the ball will reach the
batsman in 440 milliseconds. And even a medium-paced delivery of 60
miles per hour will still cover the distance between the bowler's hand
and batter's crease in just 660 milliseconds.
However, the time
constraints imposed on a batsman are actually much tighter than these
figures suggest. The raised seam of a cricket ball means it can kick
sideways as it bounces off the ground in front of a player. Cricket
balls may also develop a late swing just before impact. By roughing one
face of the ball to increase drag and then angling the seam against the
angle of the flight, a bowler can make the ball bend just as it begins
to slow in the air. The result is that batsmen will often find
themselves having to make hurried adjustments to a ball doing strange
things just a few feet away from them.
The batsman's choice of shot also brings its own time
constraints. The safest shot to hit is straight down the line of an
incoming ball. As long as the delivery does not move too far off-pitch,
it should eventually run smack into the face of the bat. But more
attacking shots must be made with a hook or a cut across the ball's
flight. In these cases, even a very slow delivery of 45 miles per hour
will give a batsman just a four millisecond margin of error for getting
his bat into the right place at the right moment. A few thousandths of
a second early or late with the swing and he will find himself swiping
at thin air.
To discover how cricketers manage to fend off hostile bowling often for
hours at a time, McLeod scrutinised the slow motion footage of his
group for clues. First he found that the batsmen began their strokes in
a highly stereotyped way. Each kind of shot, of course, required a
somewhat different preparation in terms of placement of the feet or
backlift of the bat. But once a player had decided on a particular
stroke, such as a hook, the body would turn and the bat would be taken
back to exactly the same position as if the action ran along a fixed
groove. There was a metronomic precision to the preparation that
contrasted greatly with that of even a group of reasonable,
club-standard, players.
Next McLeod looked at how the top batsmen dealt with the
unpredictability of the actual delivery. Using a ball machine, McLeod
fixed the speed and angle of each delivery. Then to make the bounce
testing, he laid a bumpy bit of matting just in front of the batsmen,
ensuring the ball would take the occasional wicked kick. To hit such a
ball, a player would have to make a hasty, mid-course, adjustment in
the trajectory of his swing.
Poring over the record of hundreds of
strokes, McLeod found that the batsmen never reacted immediately to the
changing flight of the ball. Instead, their swings would continue going
straight down the original line for 200 milliseconds before suddenly
they veered sideways to make the correction necessary to intercept the
ball on its new path. What was surprising was not just how late, but
also how sharply, this adjustment was made.
McLeod had thought there
might be a smoother change with the players slowly bringing their bats
round as they watched the ball start to kick away. But instead the
batsmen leapt straight from one path to another, as if they were
jumping tracks having just completed a lengthy set of re-calculations.
McLeod also found it remarkable how the 200 millisecond lag in reaction
time was such a constant figure for all the batsmen involved:
"It
didn't matter whether the correction was big or a small, all the times
bunched at around 200 milliseconds. I never saw a hint of any change in
less than 190 milliseconds. I videoed some real cricket matches off the
TV and checked the pictures with a ruler to check it wasn't just
something to do with the set-up I was using in the laboratory. The
times were just the same. If the ball did something nasty less than 200
milliseconds away from a batsman, he would act as if he never saw it."
the habit of prediction
McLeod's results are graphic evidence that brain processing
lags are real. Libet had suggested that full consciousness needs about
half a second to develop. But McLeod's experiment — and the
many hundreds of other sports studies like it — demonstrate
that even rapid preconscious processing takes up an unexpected length
of time. The very quickest reaction of which a human is capable is to
the crack of a starter's pistol that begins a race. The bang of a gun
is a simple event to process. It is not like judging the changing
flight of a cricket ball in which there must be at least some time
taken up in seeing the deviation begin to happen. And crouched in the
blocks, a sprinter's response is already planned. There is no need to
spend time calculating trajectories.
Yet despite such a low processing
overhead, it still takes more than a tenth of a second for a sprinter
to respond. Indeed, this time is so in-built that in international
competition, pressure sensors in the foot blocks are used to rule any
movement in under 120 milliseconds an automatic false start. Brain
processing has an absolute limit and this has become a fact enshrined
in the rules of modern sport.
So sports psychologists were faced with the problem that the emergence
of awareness was an incompressible factor. You could not be better by
being faster mentally. Worse still, the brain did not react to anything
in less than a tenth of a second. So regardless of what you believed
about Libet's half second claim for full consciousness, there was a
puzzle over how the brain managed to deal with the last few instants of
a ball's flight or a late lunge by an opponent, in any game. Where
could the advantage of a top class athlete lie?
Part of the answer is that the physically gifted must have special
motor skills. When an international-standard cricket player sees a
delivery turn, or a tennis professional is faced with a ball skidding
low off the Wimbledon grass, something about their balance and
co-ordination allows them to organise a tidier, more fluid, response
than the average person. There is an economy and a precision that buys
them time.
Electrical recording of the muscles of top athletes have
shown this to be literally true. Electrodes were tapped to the arms of
both novice and expert players in several sports to record the EEG
crackle of the messages being sent to their muscle fibres. It was found
that whereas the novices produced a barrage of nerve signals, straining
every muscle to bring about a movement and often causing opposing
muscle groups to wrestle against each other, the limbs of the experts
moved almost in silence. Their brains appeared to know exactly which
muscles to pull to get the job done, making their movement silkily
sure.
To an extent, such economy always comes with training. The brain
can learn efficiency. But sports psychologists believe that some people
are lucky and have brains that are better at honing down the motor
template needed to execute an action. During the moment, their brains
might not work any faster, however the gifted are more receptive to the
practice that will eventually allow them to work smarter.
Yet there had to be more to the story of how people manage to execute
skilled acts when their brains lag behind the moment. And as sports
psychologists pored over their slow motion replays, checking to see
when good players first started preparing for a stroke or moment of
action, they soon realised that anticipation must hold the key. The
brains of the best were making earlier and more accurate predictions
about what was about to happen and it was this that was carrying them
through the moment, allowing them to behave as if they could feel the
ball right on their rackets when making a feathery drop shot, or to
take a delicate, last second, decision to glance away a turning cricket
delivery.
An easy example to study was the return of serve in tennis. Facing a
fast serve, players have barely 400 milliseconds in which to see
whether the ball is headed for their forehand or backhand and then to
make any late adjustments for unexpected skids or jumps of the ball off
the court surface. Given that simply turning the shoulders and lifting
the racket back occupies a third of a second, and that it takes about
half a second to reach wide for a ball, anticipation has to have a
role. Even if awareness were actually instant, it still would not be
fast enough to get a player across the court in time.
Tests were carried out in which novice and professional players were
shown film clips of a person serving. The film was stopped at different
stages of the server's action and the subjects were then asked to guess
whether the ball was going to land on their forehand, backhand, or
smack down the middle. Neither the novices or experts had any trouble
predicting where the ball would go even after seeing just 120
milliseconds of flight. This showed that they could all anticipate.
They did not have to see the ball land.
But the significant finding was
that the professionals were able to guess the direction of a serve with
fair accuracy even if the film was halted 40 milliseconds before the
ball was struck. The seasoned players were gleaning hints from the way
the server was shaping up during the ball toss and not having to wait
to sample the actual flight of the ball.
Dozens of other such experiments have since confirmed that
sports players buy time by learning to read the body language of their
opponents. Bruce Abernethy, a sports psychologist at the University of
Queensland in Australia, has shown that top badminton players can tell
a lot from seeing an opponent's chest and shoulders begin to move a
full 170 milliseconds before the shuttlecock is struck. Likewise,
Abernethy filmed cricket batsmen and found that they were stepping
forward in anticipation of a short-pitched delivery some 100
milliseconds before the bowler released the ball.
Another key point about this habit of prediction was that it was never
an all-or-nothing affair. It was not tied to one particular moment in
an opponent's ball toss or wind-up, but instead took the form of a
dynamically narrowing cone of probability. Each player began with broad
expectations, usually dictated by their knowledge of the capabilities
of their opponents or thoughts about what their opponents might need to
achieve due to the state of the game. Then watching their opponents
shape up would start to give them general hints about how to
prepare—perhaps enough for a cricketer to decide whether to
step on to the front or back foot, or a tennis player to begin
swivelling left or right.
But the guessing games never stopped. Tests
showed that seeing the first 100 milliseconds, then the second 100
milliseconds, of the ball's flight would lead to a steadily more
accurate idea of what to expect. The skilled players were refining
their state of expectancy right until about 200 milliseconds before
contact, by which time, as McLeod's experiment showed, the brain could
no longer physically react. If something happened to a ball that late,
even the most accomplished player would swing and miss.
Frustratingly for the sports psychologists, who obviously wanted to be
able to teach the secrets of good anticipation, none of the top players
could explain what it was they were actually looking at to get their
clues. When questioned, they said they did not feel they were watching
anything in particular. Indeed, most said they had not even been aware
they were making guesses ahead of time. They believed they had simply
been concentrating hard and making sure they watched the ball right on
to their bat or racket, so were conscious of the shots pretty much as
they happened.
great expectations
Libet's half second results say that awareness is smeared out
after the event. First there is a preconscious
phase of processing and then some kind of conscious level resolution.
But anticipation stretches our ideas about brain processing in the
opposite direction. It says that predictions ease our passage into the
moment. In some sense, we are conscious ahead of time. We do not notice
the large gap in our awareness because our brains move seamlessly from
a state of intelligent forecast to a state of confirmed sensory
expectations.
Plainly, the habit of prediction is not something reserved just for
special case situations like hitting a tennis ball. Every moment is
processed within some prior context — a framework of hopes
and
fears, intentions and expectations, memories and goals. These form the
backdrop against which the events of the moment will be judged. And the
more we get right about the coming moment, the less work there will be
to do during it. If the thinking has already been done, most of our
actions can be carried out on automatic pilot, leaving the brain to
focus its attention on whatever turns out to be truly surprising, novel
or significant about an instant.
A little introspection makes it clear that even our most trivial
activities come freighted with a dynamically tapering cone of
anticipations — some which may be consciously explicit, but
many which are either dimly conscious or apparently even unconscious
and implicit. For example, when we reach out for the gleaming brass
handle of a door, our brain will not only be predicting the instant of
contact and the correct angle at which to hold our hand, but it will
also be second-guessing how the handle should actually feel as we touch
it. It will be predicting the sensory parts of the experience.
The fact
that we were riding such a wave of predictions would soon be brought
home to us if we were to reach out and discover that the handle was
made of something sticky or mushy. At some subconscious level, we would
already have formed the expectation of touching cold, unyielding metal.
Indeed, if someone the other side happened to snatch open the door at
the moment our fingers were about to close on the handle, we might even
catch a ghostly impression of what we were just about to feel with our
hands. We would experience the fleeting edge of our own sensory
forecast.
It is almost impossible to imagine a moment without a context. There is
always something about what has just happened that predicts what is
likely to happen — or not happen — next. Even
sitting
in our homes, loafing in a comfy chair and apparently not thinking
about or doing anything in particular, we would still be deeply
embedded in a set of expectations. There would be a mental backdrop
that told us what kind of events were most probable.
So we might be
half-expecting our partner or cat to stroll through the door, but not
our boss from work or an armadillo. Likewise, we might half-expect the
phone to ring or a breeze to flutter the curtains, but not the walls to
change colour or the carpet suddenly to start making snide personal
remarks about us. We would feel orientated to our surroundings by a
carefully graded sense of possibility.
Of course, life can catch us out. The unpredictable does sometimes
occur. As we lounge in our chair, an armadillo might wander through the
door, or more plausibly, a burglar. Or perhaps something which has
become familiar might stop. The neighbours may turn down a droning
radio, or the dull hum of our fridge could cut out.
At such moments,
the mismatch between our state of expectation and the turn of events
will often cause a baffled double-take. We will find ourselves
floundering for an instant, struggling to reorientate ourselves to the
new situation — needing perhaps as long as Libet's half
second
to take events in and get back on track. Yet the very fact that we can
feel caught out simply confirms we must have had a set of expectations
in the first place. Surprises have to have something to contradict.
The question then is how does the brain generate a state of
anticipation? From a computational point of view, anticipation looks a
very difficult ability to explain. A computer works by fetching data
and then executing instructions. It is a step-by-step style of
processing in which something happens first — the data
arrives — and then the system sets about trying to make sense
of it.
Of course, a clever designer could always program a computer to
make predictions and mobilise data in advance of the next cycle of
activity. But any expectations would have to be spelt out in concrete
fashion — each element would have to be mobilised
individually
and so it would take a lot of effort to generate predictions of much
detail. The almost instant whipping up of a flexible, open-ended yet
constantly hardening, state of readiness is not something that would
seem to come naturally to a computer. The clunkiness of their
processing style suggests that no matter what the number-crunching
power of their circuitry, life would always remain a succession of
surprises to them.
The strict fetch/execute logic of computers meant that cognitive
science never quite got to grips with the idea of anticipation. Of
course, there were honourable exceptions such as Bernard Baars who made
context the cornerstone of his global workspace theory. And more
particularly, Ulric Neisser of Cornell University in New York, who was
actually one of the founding fathers of cognitive psychology, was
always very clear about the fact that the brain goes into each moment
fully primed.
In his 1976 classic, Cognition and Reality,
Neisser argued at great length that perception was the result of a
cycle of processing in which anticipations blur into confirmed
sensation, so bridging any processing gap and also making the whole
business of representation more efficient.
But it was hard for such insights to shape a generation of researchers
brought up to think about the mind as a collection of modules and
functions. Most of the cognitive scientists touching on anticipation
tended to treat it as either some tacked-on feature — an
ability wheeled out to deal with special cases like hitting tennis
balls — or else described it using rather abstract terms,
such
as perceptual schemas or mental dispositions, which disguised the fact
that anticipation was something that existed in time. A schema or a
disposition was something that sounded as if could be fitted to the
data at any point following its arrival. There was no implication that
it was a state of information that the brain must rouse ahead of each
coming moment.
With the move to a more dynamic, evolving, model of the brain, however,
anticipation immediately becomes much easier to understand. Rather than
being an extra feature that must be somehow laboriously welded on to
the processing of a moment, the generation of expectations begins to
look inevitable. It is something that a dynamically-constructed brain
would do for free.
down at the neural level
The best evidence of what might be going on to produce a state
of expectation at a neural coding level again comes out of the
laboratory of Robert Desimone at the US National Institute of
Mental Health. Desimone's recordings from colour-coding cells in V4
showed how states of attention — or perhaps more accurately,
states of intention — could tailor the firing response of an
individual neuron. Desimone and his team then went on to explore the
mechanisms of these effects in more detail. And one experiment in
particular, reported in Nature in 1993, seemed to offer a lot of clues
about the production of anticipations.
In this experiment, Desimone's team recorded from cells in the
inferotemporal (IT) cortex of a monkey while it waited for a target
image to appear on a screen. Desimone already knew that the IT area had
maps coding for the sight of complex visual objects. It was the place
where researchers in the 1970s found that waving a hand would produce a
response from an anaesthetised monkey. More careful experiments had
since proved that while some IT neurons were tuned to react to highly
specific phenomena like hands and faces, most coded in a more general
way. They did not code for particular experiences like grandmothers,
but represented the perceptual elements—the assortment of
shapes and textures — that might be needed to paint a
population vote of a grandmother's face.
The most painstaking research had been carried out by Keiji Tanaka at
the RIKEN Institute in Japan. Tanaka's method was to show an
anaesthetised monkey a photograph of some natural object, such as a
tiger's head, which would get a lot of cells firing, and then
progressively simplify the picture until some chosen IT cell ceased to
respond. So with one cell, for example, the tiger's head was
reduced to just a white square with two small black rectangles roughly
where its ears would be. The neuron appeared tuned to representing this
precise conjunction of features because when the square or rectangles
were shown alone, there was no response.
With enormous patience, Tanaka
followed this procedure for a great many cells and found they combined
to represent a whole spectrum of visual primitives. There were cells
that fired to T-shapes, stars, pairs of touching balls, and of course
other common fragments of experience like hand shapes and face shapes.
Other cells seem to specialise in coding for surface textures such as
hairiness or smoothness. The IT neurons were also topographically
arranged so that neighbouring cells had the same basic object
preference, but with a slight shift in orientation, size or proportion.
For instance, within a group of cells responsive to star shaped
patterns, some would fire at a peak rate to fat or many armed stars,
while others might prefer skinny or sparsely-armed stars.
So the IT area seemed perfectly set up for population voting. Any kind
of visual conjunction could be represented by a blend of firing. And
Tanaka even showed that this grid of representation was
adaptive — experience could produce long-term changes in the
tuning of a cell.
In an experiment reminiscent of Merzenich's finger
stimulation studies, Tanaka spent a year training a monkey to pay
special attention to 28 target shapes. When he tested the monkey at the
end of this time, he found that many more of its IT neurons now reacted
to the shapes. The cells had shifted their tuning curves so as better
to fulfil the demands of what had become a frequent sensory task.
Tanaka's work revealed a lot about the representational logic of the IT
cortex — the principles behind its organisation. But Desimone
wanted to discover what happened to such cells when they were called
into action and were helping form part of a real state of
consciousness. So an awake monkey was given the task of seeking and
finding a series of pictures. In the experiment, a trial would begin
with the display of a target — which might be a drawing of a
small sailing boat. This would disappear and then, just three seconds
later, reappear along with a second picture of perhaps something like a
man's face.
The monkey was supposed to make a choice and signal
recognition of the original image by flicking its eyes to look straight
at it — the usual apparatus of eye-position coils picking up
the direction of its gaze.
The design of the task meant that at a global level, the monkey had to
do a number of things. It had to note and remember a target picture.
Then it had to find it again and focus on it to the exclusion of all
other stimuli a few seconds later. The resulting activity of the IT
neurons displayed several interesting features.
The first significant
finding was what happened to cells that were not involved in coding for
the target, but instead coded for the ignored picture. A cell tuned to
the sight of a face would burst into life every time a face appeared
alongside whatever happened to be the target picture for the trial. The
cell would fire at the rate of some 20 spikes a second to tell the
brain what it was seeing. But then suddenly — within the
space
of 200 milliseconds — the firing of the neuron would be
suppressed. Its firing would fall back to only about six or seven
spikes a second.
This was, of course, a repeat of Desimone's original V4 finding. Any
cell coding for a potentially distracting sight would be hushed up and
physically pushed into the background of awareness. The brain appeared
to create a consciously-focused state of representation by turning up
the volume on what it wanted to hear and turning down the volume of any
surrounding activity that might interfere. But the new point was that
it took a little time for this attention effect to show itself. The
face-coding cell fired brightly enough for nearly 200 milliseconds,
signalling the presence of the distraction, and only later became
damped by the more global needs of the brain.
In fact the same slight delay had been present in Desimone's V4
results, he just had not mentioned it at the time. The colour-coding
cells had begun by firing brightly and then switched to a tuned
response only after 100 to 200 milliseconds. However it was a crucial
discovery because it said that the brain began with a raw response to
the moment. Everything started with the chance of being represented. A
tracery of mapping would course its way up the sensory hierarchy, so
laying the foundation for at least a peripheral or preconscious level
of awareness. It was only after a phase of basic sensory integration
that the more global cross-currents of feedback and competition began
to flow and have their effect on a cell. States of focus had to evolve.
For an explanation of anticipation however, what was more interesting
was the behaviour of cells actually coding for the target of a trial.
As might be expected, on first seeing the target presented alone, and
again when the monkey had to distinguish it from a distractor, these
cells fired at maximum strength. And tellingly — given
Libet's
half second claims — the presumably consciousness-producing
firing always persisted for at least 500 milliseconds, even when it
meant that a neuron was still going well after the picture had already
been switched off!
But what was more important from the point of view
of anticipation, was how the target-coding cells behaved during the
short wait between the two exposures. Desimone found that their firing
rate dropped, but they never actually went quiet. The cells kept up a
chatter of six or seven spikes a second, as if coding for a state of
memory or expectation. There was a template of activity, a gentle
warming of the pathways in the IT area, which would match the coming
experience.
By itself, Desimone's experiment did not actually prove anything.
Recordings from solitary cells could only hint at how the IT neurons
were interacting with each other — or indeed, with the rest
of
the brain's processing hierarchy — in representing a state of
information. And simple firing rates were not everything anyway. The
relative timing of each spike was likely to play a role as well. Yet
the preservation of a slightly raised state of firing did make sense if
the brain was seen as a dynamic system.
The computer model suggests that the brain is an inert lump of circuits
awaiting input. Sensation is fed in one end and a hierarchy of mapping
cranks out a state of consciousness at the other. But the dynamic view
paints a very different picture. It says that the processing structure
of the brain only exists in the first place because it has achieved a
prevailing balance of tensions. Continual feedback pressure is needed
to shore up everything from the transmission properties of an
individual synapse to the mapping properties of a patch of cortex
surface. So unlike a computer, things are going on even when the brain
appears to be doing nothing. A quiet brain is still having to produce a
state of tone. It has to give new input a surface which to disturb.
This brings up yet another uncomfortable feature of neurons which
neuroscientists usually try to skirt around. They are in fact always
firing. Every one of the billions of cells in our head is popping off
at least one or two stray spikes each second. When developing theories
about neural coding mechanisms, the temptation has been to dismiss this
constant background rustle of activity as meaningless noise.
The message was believed to lie in the bright or synchronised firing
and the odd pop of a neuron was seen as just the inevitable consequence
of trying to do computing with sloppy biological components.
As watery
bags of ions, cells could not help but leak a little current when not
in use. This was no great problem because it was easy to imagine that
the brain's coding mechanisms would included some sort of threshold
setting to make sure that this idle tick-over firing was screened out
when it came time to count an area's final population vote.
Yet as dynamicists like Karl Friston were beginning to realise, this
background firing might not be so random after all. If brain cells are
woven into a network of feedback relationships — connections
that gave their own firing meaning — then the popping off of
a
neuron would not be noise but an expression of an underlying state of
organisation. Cells would be triggering each other with skitters of
activity in a way that reflected their connections. Or as Friston put
it, an area of mapping would be cycling in an attractor state, some
general balance of tensions.
This simple fact causes a 180 degree switch in perspective. A computer
represents a state of nothing doing by doing
nothing—by having silent circuits. The arrival of input then
forces it to go from a nothing to a something. But the brain works the
other way round, starting with a state of firing that in some vague
fashion represents everything ever experienced by an area of circuitry,
then tilting towards some specific state of firing. It goes from a
defocused representation of all it knows to a focused response to new
input. A cloud of everything condenses to become a something.
What this means is that even in a state of rest, at its most defocused,
the brain is in some way prepared. Its circuits stand poised to be
tipped into a more definite reaction. At a subjective level, we might
experience this state of tone as a sense of readiness or potential. It
is notable that when we shut our eyes, we see not
blackness — an absence of information — but instead
a
shimmer of shape and colour. The rustling of our visual areas appears
visible. They are already halfway to going somewhere. And because this
state of tone is an active construction — a feedback
alliance — it would be easy to begin tilting the balance of
firing in a certain direction.
By lifting the background activity of a
group of cells slightly — say neurons coding for the
experience
of seeing a picture of a boat — a bias could be set in place.
Then when time came to run the competition, to discover what was
actually in the moment, this slight edge of priming would nudge
activity in the chosen direction. Through the power of feedback to
amplify small differences, a slightly higher tick-over firing rate in a
group of boat-coding cells would be enough to ensure that the claims of
rival object-coding cells were drowned out as soon as an area like IT
was driven into a mapping response. A monkey would find the sought for
target being thrust into view.
With a computer, an active decision would have to be made about what
kind of anticipatory bias to load into its circuits. But the brain
already has all its information loaded. It is merely a question of how
much to push the focus towards some specific experience. And there
would be huge flexibility in creating a state of priming. The brain
could rouse a wide area of circuitry to create a general
readiness — a gentle pre-warming of all the pathways most
likely to be involved in the coming bout of processing. Or it could
raise the firing profile of a select group of cells to catch some more
particular event.
But the real beauty of the system is that a state of anticipation would
not prevent the brain fixing on something else. If someone had slammed
the lab door while the monkeys were doing the experiment, the stimulus
would be powerful enough to override the sight of the target.
The
dynamic model says that an anticipation merely produces a fleeting
tightening of the brain's processing landscape, perhaps deepening the
basin of attraction for things like pictures of boats while raising the
threshold for other experiences, such as pictures of faces. So a
pattern of activity will fall more easily into a certain groove, but
only if it was passing that way already. The brain always remains free
to head in other directions if the moment does not work out quite as
planned.
top-down logic
If Desimone's work gave some clues about how the brain
represents a state of expectation or intention, there was still the
bigger question of how the brain generates such a state. Where does the
brain get its ideas about exactly what to anticipate? A dynamic view of
brain processing gives a very simple answer. It says that predictions
would flow quite automatically from whatever has just been the brain's
last point of focus.
Anticipations are there to get us into the moment, to allow us to deal
with a flood of sensation with great efficiency. Every instant comes
packed with a vast amount of detail. Desimone's monkeys faced not just
the sight of two pictures. Their senses were being assaulted by all the
sights, sounds, smells and feels that go with being in a laboratory
cage, watching a computer display. But if much of the thinking and
experiencing has in some sense been done in advance, then most new
input will slot straight into place. A ripple of adjustment may still
have to be evolved, but it can take place locally and preconsciously.
There will be no need to call on the global resources of the brain for
a deeper, more considered reaction.
As Baars argued, attention would be
reserved for whatever part of the moment could not be dealt with
quickly and cheaply at a local level. Or alternatively, because the
brain had set out to catch the event when it eventually
happened. Escalation into focal consciousness would occur
either because something was particularly expected or unexpected,
significant or surprising.
So the brain would arrive at a focus. Anticipation would act as a
filter to screen events and leave some aspect of the moment standing
proud. The brain would be left with a certain area of its memory and
sensory pathways feeling sharply stimulated by what has just happened.
Then being sharply stimulated, these areas would begin to rouse further
thoughts and associations — surrounding areas of
memory — that would quite naturally warn the brain about what
might happen next. A growing state of anticipation would be also what
we got out of the moment.
Take an example like the simple act of walking into our house one day
after work and hearing our grandmother's voice coming from the living
room. The cycle of processing would begin with an act of recognition.
The brain's mapping hierarchy would pick up the pattern of noise
trapped by the ear and draw it up through a stack of filtering to
produce an organised state of representation.
At the bottom of the
stack, on A1, the primary auditory cortex, there would be a tonographic
map of a set of frequency densities. Then as this information was
pushed through further layers of mapping and voting, it would begin to
hit high level areas where it would become identified as the sound of
voice — and a particular, known, voice at that. In the
auditory
equivalent of IT, there would be a population vote suggesting that
there was a very high probability we were hearing our grandmother
speak.
Of course, the dynamic model says there is rather more to establishing
a meaning-imbued pyramid of mapping. Signals do not just flow up
through the mapping hierarchy — a one way, bottom-up, traffic
in information with the peak level areas somehow ending up doing all
the experiencing. Instead, the many levels of mapping grow into a
focused state of representation in concert. They evolve together
through the reinforcing effects of feedback.
Raw sensation may arrive in the lower mapping areas to start
the ball rolling. But their first response would be a little ragged and
untuned. It would need the high level areas to begin voting for
grandmothers for their activity to become confirmed. The dawning
recognition at the top would feed down the chain to sharpen and
strengthen the pattern of activity at the bottom. From memories of our
grandmother's voice, we would be better able to separate the sound of
her words from any blurring background noise, or bring out certain
characteristics, such as a slight croakiness in her speech.
Hand in
hand, over the course of a tenth of a second or so, the whole hierarchy
would move from a rough preliminary network of voting to a crisp,
stable, and highly interpreted state of representation. Our mental
experience will be based on an inseparable mix of what our ears heard
and what we felt they ought to have heard.
At the same moment, our brain would be mapping many other sensations.
But something about the unpredicted nature of hearing our grandmother's
voice would be enough to ensure its escalation into the spotlight of
attention. Its representation would be kept burning as other aspects of
the moment faded or, as Desimone's work suggested, became actively
suppressed. Then with this lingering firing and a cleared deck would
start to come a spreading stain of associations. There would be time
for the flickers of feedback to rouse the various areas of circuitry to
which our grandmother thoughts were connected, so bringing the right
kind of new thoughts to the surface.
With population voting, the seeds of these ideas would already be
present in the original response. The vote would stir a range of high
level cells, some of which might be considered 100 percent grandmother
neurons, firing flat out to the sound of her voice and little else. But
many others might have fired at only 60 or 30 percent, being tuned more
to experiences such as the sound of our grandfather's voice, the voices
of other close family members, or even just the sound of an elderly
voice generally. So in rousing enough cells to get a decent bearing on
our grandmother, we could not help but fish up the faint corner of
thousands of connected experiences.
For an instant at least, nothing much would come of these links. The
state of representation would be drawn up too tightly around the sharp
stab of the experience. But as the brain began to relax again, the
excitement of the still firing cells could seep out to create an
inflamed halo of associations around the original act of mapping. Not
only would there be a broader arousal of our sound representing
pathways, but the activity would cross over to stir areas in the other
sensory modalities. The sound of our grandmother might rouse neurons
that coded for grandmother-related sights, touches, and even smells and
feelings — anything that we strongly connected with her.
We
might only have heard her voice while walking down a corridor, yet
already some of the key cells needed to process the sight of her face
or catch the waft of her usual perfume will have been alerted. Given
that we now would also be beginning to think about the room in which
she must be sitting, the stage would be set for generating a whole
range of predictions.
If the spreading ripples of activity remained confined to the uppermost
levels of sensory mapping, then it is hard to say what kind of feelings
might be engendered — perhaps not much more than a sense of
preparedness to have certain kinds of experience, a vague and
contentless foreboding. But the fact that the cortex is a
feedback-based system, with more paths returning back down its
hierarchy than heading up, means that the grand stack of mapping can be
turned on its head. Sensations might work their way in from the bottom.
But there is no reason why a jangling of neurons at the top should not
cause a cascade of mapping in the opposite direction.
The logic would
go into reverse with sensory detail being added, rather than extracted,
as the wave of activity ran back through the various mid level filters
and low level maps. If pushed all the way down to the primary sensory
surfaces, a high level inkling ought eventually to become fleshed out
as a fully fledged sensory experience — a vivid mind's eye
feeling of almost witnessing the real thing.
So, on hearing our grandmother's voice, almost
immediately — within half a second, anyway — we
might
find a specific image flashing before us. An outward and
downward rush of association might produce the fleeting impression of
seeing her bent forward in an armchair, her face turned towards us with
the usual wry smile as we open the door. Drawing on all that was most
characteristic of our grandmother — and also on our knowledge
about the look of our living room — our brains might whip up
a
complete synthetic experience that would slot fairly seamlessly into
our actual experience a moment later.
Clearly, the more unvarying an experience has proved to be in the past,
the more accurate will be our predictions. For example, the sensations
that are part of everyday actions such as reaching for a door handle,
or changing gears in a car, can be anticipated in total detail. Indeed,
our own movements will cause many of the feeling we experience and
research has shown that the motor parts of the brain transmit their
intention to move to the sensory areas a fraction ahead of time to give
them actual warning.
But after changing gears or opening doors many
thousands of times in our lives, the likely sensations will be very
familiar anyway. In such cases, the cascade of priming activity back
down through the processing hierarchy would form a cone that ran narrow
and deep. Our memory banks would cast a sharp shadow across the primary
sensory areas a split second before our hands came into contact with
the door knob or gear stick.
But often the situation will be more open-ended. We will not really
know what to expect, so any cascade of pathway rousing activity would
have to be shallower, more diffuse. For instance, if instead of our
grandmother, we had only heard the voice of some unknown elderly person
on entering the house, then this would have generated a much more
general state of anticipation in our minds. We would have recognised
the oldness in the voice and so become primed for the sight of wrinkles
and grey hair. But we would be much less likely to experience one
particular anticipatory image.
Yet the point is that sharp or general,
the generation of a state of anticipation would be automatic. The brain
would isolate the most important event of one moment, then simply by
lingering on its representation a fraction longer, it would begin to
create a glowing halo of priming that prepared it for the next.
So dynamics brings the hierarchical organisation of the brain alive.
The same neural machinery can be as quick to generate states of
information as it is to extract them. Yet there are still some puzzles
to be answered.
So far we seem to have been talking about a conscious
level development of an anticipatory state. We become focally aware of
some significant fact — such as the sound of our
grandmother's
voice — and start then to experience conscious
level
expectations. Yet sports psychology studies seem to suggest that a lot
of anticipation is done at a preconscious level. When players are asked
what they look for in an opponent's ball toss or run-up, they cannot
reply. They are certainly aware of a few things at a conscious
level — such as the fact they are playing a game of tennis or
cricket and that they need to concentrate. But even this urging
themselves to concentrate amounts to no more than an attempt to keep
their mind clear — to rid it of the kind of specific,
consciously-experienced, thoughts that only seem to get in the way of a
quick reaction.
It appears that automatic or reflex actions also have their own
unthinking level of anticipation. And once more, this is not just a
feature of playing sports. Even getting down a corridor to open a door
involves a lot of subconscious skill and so subconscious predictions.
At some level, our brains would have to be churning out a stream of
anticipations to prepare our feet for accurate contact with the carpet
or our hand for gripping the door handle.
However, as with Libet's freewill experiment, it is important to
remember that none of this spontaneous activity — either the
motor planning that picks up our feet or the sensory anticipations that
guide their fall — can occur without some kind of prevailing
context in place. Taking a footstep or reaching for a door handle may
seem like acts unconnected with any thoughts we might be having about
the conscious experience of hearing our grandmother. Yet they
are fragments of processing that only exist because of our greater goal
of getting ourselves into the living room.
In other words, implicit in the fact that are minds are prepared to
jump straight to an expectation of seeing our grandmother is the belief
that shortly we will manage to find our way into her presence. Our
minds could detect no reason to expect any intervening obstacles and so
the predicted impression of our grandmother becomes our prevailing
context—the guiding image which will shape our actions for at
least the next few seconds—and the business of walking and
opening doors then become activities that organise themselves to fit.
As well-practised and easy to anticipate skills, there would be little
need for us to bother with the details. The brain would deal with them
at a quick, preconscious level, without requiring the kind of
escalation, focal sharpening and prolonged exploration of possibilities
that would make for a conscious state. It would only be when something
went wrong — if the door turned out to be locked or a ruck in
the carpet tripped our feet — that we would be forced to
retarget our attention.
mental images
By now it should be coming clear that anticipation is as much
about the control of motor output as it is a preparation to deal with
sensations. Plans and intentions are really just another way of looking
at the generation of an expectation — an expectation about
what
we will do rather than what the world is going to do.
And there is even
one further riddle that is solved by an understanding of
anticipation — that of mental imagery. A mental image is
simply
a state of expectation that does not get matched to an actual
sensation. We go through the first half of the perceptual cycle,
getting ourselves mentally ready to see or feel something, but that
something then never turns up, leaving us with the ghostly glow of our
own sensory priming.
This explanation makes sense of the often tantalising nature
of our mental images. As has been seen, psychologists have had great
trouble getting to grips with imagery. It took the evidence of a PET
study even to persuade cognitive psychologists that images probably use
the same topographical pathways as ordinary perceptions. Many thought
that as a high level mental process, imagery should have its own brain
areas and possibly even its own abstract neural code.
Kosslyn was able
to settle this argument by demonstrating that the act of imagining a
letter generated a network of activity that ran all the way down to V1.
But this still left most with the rather clunky, computational, notion
that imagery was a form of memory trace replay. If, for instance, we
wanted to imagine a grey rhinoceros, then what our brains would do was
dredge up a rhino outline from one memory file, take a splash of dusty
grey from another, load both memory traces into a high level buffer and
finally project the resulting picture across the display tube of the
lower visual areas. However, a mental image is a far less concrete
state than such a cut and paste model would suggest.
For a start, most people find it impossible to keep a
particular picture fixed in their heads for more than an instant.
Almost as soon as an image appears, it begins to slip out of sight or
transmute into something different. We might get a glimpse of a
close-up on a rhino's dust-caked face, even seeing its ear flicking
away a fly. But for most people, the image will be bright for just a
split second before it starts to fade and, quickly, some other rhino
image swells to take its place. Our minds might flit to a long-shot
scene of a pair of rhinos stamping around a mud-hole or a particular
memory of a rhino seen at the zoo. Like a slide show, a succession of
images will run through our heads, never giving us time to dwell on any
one impression.
Anticipation explains this in-built restiveness. The brain was never
really designed for contemplating images. Our ability to imagine and
fantasise is something that has had to piggy-back on a processing
hierarchy designed first and foremost for the business of perception.
And to do perception well, the brain needs a machinery that comes up
with a fresh wave of prediction at least a couple of times a
second — or about as fast as we can make a substantial shift
in
our conscious point of view. So while we can drive the brain briefly
into an artificial state of anticipation — a state of sensory
expectancy that we know is not going to be answered—it would
be unnatural for the brain to linger and not move on.
Anticipation also accounts for the often nebulous character of mental
imagery. Some images are undoubtedly sharp and vivid. In these cases,
we would expect to find the priming activity reaching all the way down
the sensory hierarchy so as to pick up the maximum amount of
detail. And this is, of course, exactly what Kosslyn
demonstrated with his PET experiments, where topographical patterns
were found on V1 itself.
However Kosslyn's tests were designed to
produce well-fleshed out states of imagery. His subjects were asked to
visualise copies of letters they had only just viewed. In everyday
life, the same kind of vivid state of priming would be stirred if we
were searching the hallway for a missing set of car keys, or about to
make thudding contact with a cricket ball — situations where
the details are highly predictable. Yet an expectation can equally well
be broad and shallow. A gentle and diffuse spread of activity might
leave us with just the feeling of being generally orientated towards
the idea of seeing rhinoceroses. We might not have an actual rhinoceros
image in mind. But we would have a strong sense of potential for moving
towards such an image as soon as the need arose.
So anticipation and imagination are fundamentally the same. The
difference is that an anticipation is a prediction tied directly to
what is happening around us at the moment. But with a mental image, we
are putting ourselves in some other place and asking our brain what
life might look like from there. From years of visiting zoos, watching
TV wildlife documentaries and reading National Geographic magazine, we
will have well stocked memory banks. All it takes is to activate the
right spot and then let the spreading flow of activation do the rest.
The brain would need no special circuitry or cortex areas. It has one
hierarchy, but it is a hierarchy that can be exploited in many
different ways.
This is not a new idea. In the 1970s, long before the Kosslyn-Pylyshyn
debate ever took place, Ulric Neisser was able to write: "...images are
indeed derivatives of perceptual activity. In particular, they are the
anticipatory phases of that activity, schemata that the perceiver has
detached from the perceptual cycle for other purposes." But it was only
with the emergence of a more dynamic understanding of the brain in the
1990s — with a general shift in context — that mind
scientists began to feel that such explanations appeared rather
obvious.
references
Keep your eye on the ball: Research shows that players have to
predict where to focus their eyes, moving them into place well ahead of
time. See "Why can't batters keep their eyes on the ball," AT Bahill
and T LaRitz, American Scientist 72, p249-253 (May-June, 1984).
The gifted athlete seems able to conjure with time: See "Good Timing,"
J McCrone, in The Science of Sport, a supplement to the New Scientist,
p10-12 (9 October 1993).
Top athletes score averagely in reaction tests: "Acquiring Ball Skill:
A Psychological Interpretation by Harold Whiting (London: Bell and
Sons, 1969).
McLeod's cricket player study: "Visual reaction time and high-speed
ball games," P McLeod, Perception 16, p49-59 (1987). For details of the
time constraints in cricket, see "Mechanisms of skill in cricket
batting," B Abernethy, Australian Journal of Sports Medicine 13, p3-10
(1981).
Cricket balls can develop a late swing: For the physics of spinning
balls, see "The seamy side of swing bowling," W Brown and R Mehta, New
Scientist, p21-24 (21 August 1993), and "Working knowlege: baseball
pitches," AM Nathan, Scientific American, p83-84 (September, 1997).
Electrical recording of the muscles: For review, see Psychophysiology:
Human Behavior and Physiological Response by John Andreassi (Hove,
England: Lawrence Erlbaum Associates, 1989).
Film clips demonstrate anticipation: "Anticipation in sport: a review,"
B Abernethy, Physical Education Review 10, p5-16 (1987), and "Visual
search strategies and decision-making in sport," B Abernethy,
International Journal of Sport Psychology 22, p189-210 (1991).
Brain predicts when reaching: The Neural and Behavioural Organization
of Goal-Directed Movements by Marc Jeannerod (Oxford: Oxford University
Press, 1988). The psychophysics literature is generally full of
evidence for anticipation. One broad area of research concerns what is
known as reafference messages or corollary discharges—the
idea that the motor areas of the brain need to tell the sensory areas
about planned actions so that this self-generated movement can be
subtracted from the conscious experience. See, for example, "An
internal model for sensorimotor integration," DM Wolpert, Z Ghahramani
and MI Jordan, Science 269, p1880-1882 (1995), and "Visual
decomposition of colour through motion extrapolation," R Nijhawan,
Nature 386, p66-69 (1997). Another telling line of research is work on
priming—particularly the distinction made between conscious
priming leading to a narrow state of expectation, while subconscious
priming produces a more general, open-ended, associative state. See "Is
human information processing conscious?" M Velmans, Behavioral and
Brain Sciences 14, p651-725 (1991).
Exceptions who took anticipation seriously: See A Cognitive Theory of
Consciousness by Bernard Baars (Cambridge: Cambridge University Press,
1988), and Cognition and Reality: Principles and Implications of
Cognitive Psychology by Ulric Neisser (New York: WH Freeman, 1976).
Of course, many other individuals have put anticipation centre-stage.
Both Wundt and James considered the issue in depth—see
James's discussion of the experiments of Wundt and others in The
Principles of Psychology by William James (Cambridge, Massachusetts:
Harvard Univesity Press, 1981). See also "William James symposium:
attention," DL LaBerge, Psychological Science 1, p156-162 (1990), for a
review of how modern James ideas still sound. Other more recent
instances can be found in Attentional Processing: The Brain's Art of
Mindfulness by David LaBerge (Cambridge, Massachusetts: Harvard
University Press, 1995), "The attentive brain," S Grossberg, American
Scientist, p438-449 (September-October,1995), "Memory of the future: an
essay on the temporal organization of conscious awareness," DH Ingvar,
Human Neurobiology 4, p127-136 (1985), Attention and Effort by Daniel
Kahneman (Englewood Cliffs, New Jersey: Prentice-Hall, 1973), and
Preparatory States and Processes, edited by Sylvan Kornblum and Jean
Requin (Hillsdale, New Jersey: Lawrence Erlbaum Associates, 1984).
Desimone's search image experiment: "A neural basis for visual search
in inferior temporal cortex," L Chelazzi, EK Miller, J Duncan and R
Desimone, Nature 363, p345-347 (1993). For an early hint of the same
finding, see "Activity of superior colliculus in behaving monkey, II:
effect of attention on neuronal responses," ME Goldberg and RH Wurtz,
Journal of Neurophysiology 35, p560-574 (1972). For review, see "Seeing
the tree for the woods," A Cowey, Nature 363, p298 (1993), and "Neural
mechanisms of selective visual attention," R Desimone and J Duncan,
Annual Review of Neuroscience 18, p193-222 (1995).
Changes in rates of
firing are one way to prime an area of circuitry. A second way would be
an anticipatory shift in the level of synchrony—and, indeed,
recent research has suggested this happens. See "Spike synchronisation
and rate modulation differentially involved in motor cortical
function," A Riehle, S Grün, M Diesmann and A Aertsen, Science
278, p1950-1953 (1997).
Tanaka's study of coding in IT: See "Coding visual images of objects in
the inferotemporal cortex of the macaque monkey," K Tanaka et al,
Journal of Neurophysiology 66, p170-189 (1991), "Neuronal mechanisms of
object recognition," K Tanaka, Science 262, p685-688 (1993), and
"Optical imaging of functional organization in the monkey
inferotemporal cortex," G Wang, K Tanaka and M Tanifuji, Science 272,
p1665-1668 (1996).
Experiment reminiscent of Merzenich's finger studies: "Long-term
learning changes the stimulus selectivity of cells in the
inferotemporal cortex of adult monkeys," E Kobatake, K Tanaka and Y
Tamori, Neuroscience Research 17, p237 (1992).
Neurons are always firing: It is rare to find any textbook that makes
play of this fact, even though it is obvious in every recording of a
neuron. The computational view is that firing is stimulus-driven and so
a cell's "baseline" firing—its spontaneous or random
activity—is essentially meaningless. One of the few to take a
continual state of representation as a starting point for theorising is
Walter Freeman—see Societies of Brains: A Study in the
Neuuroscience of Love and Hate by Walter Freeman (Hove, England:
Lawrence Erlbaum Associates, 1995). Although, of course, Freeman hates
the term "representation" because of its static overtones and prefers
instead to speak of a state of neural intention.
A further point not made often enough is that neurons really seem
designed to communicate news about significant changes in their input
rather than report raw values. A cell will quickly adapt to the
constant sight of a red light or whatever else it is supposed to be
tuned to detecting. So the idea of a fixed feature-coding device is
even more mythical. For review, see "More than just frequency
detectors?" AM Thomson, Science 275, p180 (1997), and "Computation and
the single neuron," C Koch, Nature 385, p207-210 (1997).
We don't see black when eyes are closed: Some argue that the
spontaneous rustle is merely the stray pop of retinal cells, others
that it is the chatter of cortex pathways. Most likely it is both. Any
pressure on the eyeballs certainly sparks a flood of lights, suggesting
we are seeing "real" retinal input—at least while the cortex
itself is still in a state of taut alertness. But as the cortex
circuits themselves become relaxed and decoupled, as in the hypnagogic
state on the edge of sleep, the spontaneous activity we see becomes
more vivid. There are sudden floods of colour and usually crawling or
spiralling patterns—and even fleeting, ghostly
faces—will be seen. Then when we enter the sleep state
proper, as the brain is shut off from external stimulation by a gating
of the thalamus, our minds erupt into full-colour, dream-like imagery.
The stray firing appears to self-organise to produce fully-fledged
psuedo-experiences.
See The Perception of Brightness and Darkness by Leo Hurvich and
Dorothea Jameson (Boston: Allyn and Bacon, 1966). And for a discussion
of hypnagogia and dreams states, see The Myth of Irrationality: The
Science of the Mind From Plato to Star Trek by John McCrone (London:
Macmillan, 1993), Dying to Live: Science and the Near-Death Experience
by Susan Blackmore (London: Grafton, 1993) and Hypnagogia: The Unique
State of Consciousness Between Wakefulness and Sleep by Andreas
Mavromatis (London: Routledge and Kegan Paul, 1987)
Anticipations flow from whatever has just been escalated: A point well
made in A Cognitive Theory of Consciousness (Baars, Cambridge
University Press).
Activity would stir other sensory modalities: There is no definite
story of how modalities connect. There appears to be a convergence on
the hippocampal formation but multimodal overlap occurs in the
prefrontal cortex and even lower motor areas. Some have even singled
out sub-cortical structures like the superior colliculus, claustrum and
cerebellum. In truth, cross-modal convergence probably happens at many
levels of the processing hierarchy. The phenomenon of synesthesia
suggests that lines may even connect unimodal mapping areas like V4 and
the auditory cortex. For one view, see The Merging of the Senses by
Barry Stein and Alex Meredith (Cambridge, Massachusetts: MIT Press,
1993).
Grand stack of mapping can be turned on its head: Again, even at the
turn of the century, such speculation was common. See The Principles of
Psychology by William James (Cambridge, Massachusetts: Harvard
Univesity Press, 1981). For modern examples, see "Adaptive resonance
theory: self-organizing networks for stable learning, recognition, and
prediction," S Grossberg and GA Carpenter, in The Handbook of Neural
Computation, edited by Emile Fiesler and Russell Beale (New York:
Oxford University Press, 1997), "The role of attention in auditory
information processing as revealed by event-related potentials and
other brain measures of cognitive function," R
Näätänen, Behavioral and Brain Sciences 13,
p201-288 (1990), and "Visual search and stimulus similarity," J Duncan
and GW Humphreys, Psychological Review 96, p433-458 (1989).
Motor areas transmit intention to move: The best proof comes from eye
movements and the illusory stability of our visual experience. See
"False perception of motion in a patient who cannot compensate for eye
movements," T Haarmeier et al, Nature 389, p849-852 (1997), and "A
theory of visual stability across saccadic eye movements," B Bridgeman,
AHC van der Heijden and BM Velichkovsky, Behavioral and Brain Sciences
17, p247-292 (1994).
Neisser wrote imagery was first half of perceptual cycle: Cognition and
Reality: Principles and Implications of Cognitive Psychology (Neisser,
WH Freeman). See also "Theories relating mental imagery to perception,"
R Finke, Psychological Bulletin 98, p236-259 (1985), and "The nature of
imagery," PV Horne, Consciousness and Cognition 2, p58-82 (1993).
